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Accredited Investor Requirements

Understand your
eligibility.
Invest with confidence.

Access to private real estate investment opportunities is governed by federal securities law. Here is everything you need to know about qualifying as an accredited investor under SEC Regulation D.

01
What Is Accredited
02
Income & Net Worth
03
Entity Qualification
04
Verification Process
05
Regulation D Rules
06
Apply to Invest
The Legal Foundation

Why accredited status exists — and what it means for you.

The SEC created the accredited investor standard to identify individuals and entities financially sophisticated enough to participate in private securities offerings — investments that carry higher risk and liquidity constraints than publicly traded securities, but that also offer return profiles unavailable in public markets.

Private real estate opportunities like those offered through Terra Real Capital Partners are exempt from SEC registration under Regulation D, Rules 506(b) and 506(c). These exemptions exist to reduce capital formation friction for private operators — but participation is strictly limited to verified accredited investors.

Governed By
SEC Regulation D
Securities Act of 1933, as amended
Primary Rule
17 C.F.R. § 230.501(a)
Definition of Accredited Investor
Offering Exemptions
Rule 506(b) · Rule 506(c)
506(b) allows up to 35 sophisticated non-accredited investors
506(c) requires full accredited verification; permits general solicitation
Definition Expanded
August 26, 2020
SEC amended Rule 501(a) to include professional knowledge & certifications beyond financial thresholds
SEC Rule 501(a) · The Definition

Four pathways to accredited investor status.

Under the Securities Act of 1933 as amended, an accredited investor is any person or entity meeting at least one of the following criteria. The 2020 SEC amendment expanded this definition beyond purely financial thresholds for the first time in the rule's history.

Pathway 01
Individual Income
$200KAnnual Income
or $300K combined with spouse or spousal equivalent

The threshold must be met in each of the two most recent calendar years with a reasonable expectation of reaching the same level in the current year. Income includes wages, salaries, bonuses, dividends, and other earned or investment income.

Pathway 02
Individual Net Worth
$1M+Net Worth
individually or jointly with spouse — excluding primary residence

Net worth is calculated as total assets minus total liabilities. The value of your primary residence is excluded from assets. Any mortgage on your primary residence up to its fair market value is also excluded from liabilities. Mortgages exceeding home value count as liabilities.

Pathway 03 · 2020 Expansion
Professional Certifications
Series 7, 65, or 82
FINRA-administered licenses in good standing

Holders of FINRA Series 7 (General Securities Representative), Series 65 (Investment Adviser Representative), or Series 82 (Private Securities Offering Representative) licenses qualify based on demonstrated professional knowledge — regardless of income or net worth.

Pathway 04 · 2020 Expansion
Knowledgeable Employees
Qualified FundEmployees
of a private fund or registered investment company

Executives, directors, trustees, general partners, advisory board members, and employees who participate in investment activities of a private fund qualify to invest in that specific fund regardless of personal financial thresholds.

Individual Qualification Scenarios

Common investor profiles and how they qualify.

Single Filer

Qualifies via income, net worth, or professional licensure independently.

  • Earned income exceeding $200,000 in each of the last two years
  • Reasonable expectation of $200,000+ in the current year
  • OR net worth exceeding $1,000,000 excluding primary residence
  • OR valid Series 7, 65, or 82 license in good standing
Married / Spousal Equivalent

Income and net worth may be combined with a spouse or spousal equivalent.

  • Combined income exceeding $300,000 in each of the last two years
  • Both must have reasonable expectation to continue at that level
  • OR combined net worth exceeding $1,000,000 jointly
  • Spousal equivalent includes domestic partners and cohabitants
Self-Employed / Business Owner

Business income counts, but the calculation requires careful documentation.

  • Pass-through business income counts toward the individual income threshold
  • Business assets may contribute to net worth calculation
  • Two years of tax returns typically required for income verification
  • CPA letter or financial statement often used for net worth verification
Income vs. Net Worth

The two primary financial qualification tracks in detail.

Income Track
Individual Threshold
$200,000
Gross income in each of the two most recent calendar years, with reasonable expectation of same in the current year.
Joint Threshold
$300,000
Combined gross income with spouse or spousal equivalent in each of the two most recent calendar years.
What Counts as Income
W-2 wages, 1099 income, business pass-through income, capital gains, dividends, rental income, and other taxable income sources.
Accepted Documentation
IRS Form W-2, tax returns (Form 1040), or a letter from a licensed CPA, attorney, or registered investment adviser confirming the income level.
or
Net Worth Track
Threshold
$1,000,000
Individual or joint net worth with spouse at the time of investment — excluding the value of the primary residence.
Primary Residence Rule
The fair market value of your primary residence is excluded from assets. The mortgage up to FMV is excluded from liabilities. Any mortgage balance exceeding FMV is counted as a liability against net worth.
What Counts Toward Net Worth
Bank and brokerage accounts, investment real estate (non-primary), retirement accounts (IRA, 401k), business equity, and other tangible assets — minus all liabilities.
Accepted Documentation
Bank and brokerage statements, real estate appraisals, a credit report to verify liabilities, or a letter from a CPA, attorney, or registered investment adviser verifying net worth.
Entity Qualification

Businesses, trusts, and institutions can also qualify.

The SEC's accredited investor definition extends well beyond individuals. A wide range of business entities, trusts, and institutional investors qualify — each under distinct criteria within Rule 501(a).

Rule 501(a)(1)
Banks & Financial Institutions

Banks, savings and loan associations, insurance companies, registered investment companies, business development companies, and Small Business Investment Companies (SBICs) qualify automatically regardless of asset size.

Rule 501(a)(3)
Corporations & Tax-Exempt Organizations

Section 501(c)(3) organizations, corporations, Massachusetts or similar business trusts, and partnerships — each with total assets exceeding $5,000,000, not formed for the specific purpose of acquiring the offered securities.

Rule 501(a)(5)
Trusts

Any trust with total assets exceeding $5,000,000, not formed for the specific purpose of acquiring the offered securities, and whose purchase is directed by a sophisticated person capable of evaluating the merits and risks of the investment.

Rule 501(a)(8)
All-Accredited-Investor Entities

Any entity — including LLCs, LPs, family offices, and any other legal structure — in which all equity owners are themselves accredited investors, regardless of the entity's total asset size. A critical and frequently utilized pathway for investment vehicles.

Rule 501(a)(9) · 2020 Expansion
Family Offices & Family Clients

Family offices with at least $5,000,000 in assets under management, not formed for the specific purpose of acquiring the offered securities, whose prospective investments are directed by persons with sufficient financial knowledge and experience.

Rule 501(a)(7)
IRAs & Benefit Plans

Employee benefit plans under ERISA where the investment decision is made by a qualified plan fiduciary, or where the plan has total assets exceeding $5,000,000, or where each participant is themselves an individually accredited investor.

Verification Process

How Terra verifies accredited investor status.

Under Rule 506(c), issuers must take reasonable steps to verify that investors are accredited — self-certification alone is insufficient. Terra uses a third-party verification process that is secure, straightforward, and completed once.

1
Submit Your Expression of Interest

Complete Terra's investor intake form indicating your preferred qualification pathway (income, net worth, or professional license). No financial documents are required at this stage — this step simply initiates the process and places you in our investor pipeline.

2
Choose Your Verification Method

Terra uses a SEC-compliant third-party verification provider. You may verify through any of the following methods — whichever is most convenient for your situation.

IRS Tax Returns (2 years)W-2 / 1099 FormsCPA LetterAttorney LetterRIA ConfirmationBroker-Dealer LetterBrokerage StatementsFINRA License Verification
3
Receive Your Verification Letter

Once your documents are reviewed, you receive a written verification letter confirming your accredited investor status. This letter is typically valid for 90 days and may be accepted by multiple issuers — you will not need to repeat this process for every investment within that window.

4
Review Offering Materials

Verified investors receive access to Terra's Private Placement Memorandum (PPM), operating agreement, subscription agreement, and financial projections for available offerings. You are under no obligation to invest after reviewing materials.

Private Placement MemorandumOperating AgreementSubscription AgreementPro Forma Financials
5
Execute Subscription & Fund Your Position

Upon decision to invest, you execute the subscription agreement electronically and wire funds to the designated escrow account. Terra confirms receipt prior to closing. Minimum investment amounts vary by offering and are disclosed in the PPM.

Regulation D · Rules 506(b) & 506(c)

The federal exemptions that govern private placements.

Rule 506(b)
Up to 35 Non-Accredited Sophisticated Investors Permitted

Allows unlimited capital raises from accredited investors plus up to 35 sophisticated (but non-accredited) investors. General solicitation and advertising are prohibited — the issuer must have a pre-existing, substantive relationship with investors before the offering.

Rule 506(c)
Accredited Investors Only — General Solicitation Permitted

Allows general solicitation and advertising (including social media, websites, and public events) but restricts participation strictly to verified accredited investors. Issuers must take reasonable steps to verify status — self-certification alone is insufficient under this rule.

Form D Filing
SEC Notice Requirement Within 15 Days of First Sale

Issuers must file Form D with the SEC within 15 calendar days of the first sale of securities under a Regulation D exemption. Terra files Form D for every offering. Investors may verify any offering's filing at SEC EDGAR (sec.gov).

Securities Act § 4(a)(2)
The Statutory Basis for Private Placements

Regulation D is a safe harbor under Section 4(a)(2) of the Securities Act of 1933, which exempts transactions by an issuer not involving any public offering. Rule 506 provides the specific conditions under which issuers can rely on this exemption with certainty.

What this means for Terra investors

Terra structures its offerings under Rule 506(c), which means two things: first, we are able to discuss our investments openly and publicly, and second, every investor must be independently verified as accredited before receiving a subscription agreement or wiring funds.

This verification requirement protects both investors and the issuer. It ensures that every participant in a Terra offering has the financial sophistication and capacity to absorb the illiquidity and risk inherent in private real estate investment.

Investments made through Terra are not registered with the SEC and are not subject to the same disclosure requirements as publicly traded securities. They are also not FDIC insured, not bank guaranteed, and may lose value. Investors should be prepared to hold their position for the full projected investment horizon.

Terra Real Capital Partners is not a registered investment adviser, broker-dealer, or licensed financial planner. Nothing on this page constitutes investment advice or a solicitation to buy or sell securities. All investment decisions should be made in consultation with qualified legal and financial advisers.
Important Legal Disclosures

The information presented on this page is for educational and informational purposes only and does not constitute legal, tax, or investment advice. The criteria for accredited investor status are governed by SEC Rule 501(a) under the Securities Act of 1933, as amended. This page provides a general summary and does not capture every nuance of the rule or its application to individual circumstances.

Investors are strongly encouraged to consult with a qualified attorney, certified public accountant, or registered investment adviser to confirm their accredited investor status and to evaluate the suitability of any private securities investment before committing capital. The accredited investor definition is subject to regulatory change; investors should verify current requirements directly with the SEC at investor.gov or sec.gov.

Securities offered through Terra Real Capital Partners have not been registered with the SEC or any state securities authority and are offered pursuant to exemptions from registration. Private placements involve significant risk, including the potential for complete loss of invested capital, illiquidity, and limited regulatory protections.

SEC Reference: 17 C.F.R. § 230.501(a) · Securities Act of 1933, § 4(a)(2) · SEC Release No. 33-10824 (August 26, 2020)

Ready to Begin

Start your investor verification today.

If you meet the qualifications above, the next step is a brief intake form. Verification typically takes 24–48 hours through our third-party provider.